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Culture Audit in Financial Services

Reporting on Behaviour to Conduct Regulators

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Roger Miles

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448 Seiten
16 Lesestunden

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Focusing on compliance and regulatory approval, this guide provides essential strategies for conducting culture assessments and audits within financial markets. It emphasizes the importance of understanding organizational culture to prevent infractions and ensure adherence to regulatory standards. With practical insights and methodologies, readers will learn how to effectively evaluate and enhance workplace culture, ultimately fostering a more compliant and ethical financial environment.